Law firm or agent

NOVARTIS PHARMACEUTICAL CORPORATION

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1,869 applicationsfiled 2006 to 2022

Allowance rate

33%

−42 pts vs the USPTO range 31% to 35%

Rejections before allowance

1.7

level with the USPTO

Months to first action

12.6 mo

−6.0 vs the USPTO

Needed an RCE

21%

−6 pts vs the USPTO

Timeline

Applications by filing year: drag across the years to study a period

Allowed in green, abandoned in red, pending in grey. The figures above and the charts that can be recomputed by filing year follow the span you pick.

Compared with the office

Against every applicant before the USPTO

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Trend

Allowance by filing year

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Domains

Where the applications fall

CPC subclasses

A61K Medical preparations1,232 apps

C07D Heterocyclic compounds261 apps

C07K Peptides130 apps

C07C 50 apps

C12Q Measuring or testing processes involving enzymes or nucleic acids33 apps

A61M Devices for introducing media into the body30 apps

Art units

1628223 apps

1629157 apps

1626141 apps

1627132 apps

162497 apps

162185 apps

Examiners met

The examiners seen most, and how it went with each

Anna Pagonakis38 apps

11%

San Ming R Hui33 apps

12%

Jennifer M Kim25 apps

44%

Zohreh Alemzadeh Fay25 apps

32%

Shirley V Gembeh24 apps

21%

Jean P Cornet22 apps

Deepak R Rao21 apps

48%

Meghan R Finn21 apps

10%

Bars show the share of decided applications that were allowed.

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Who they file for

Clients with the most applications

NOVARTIS AG860 apps

44%

NOVARTIS PHARMACEUTICALS CORPORATION49 apps

47%

ALCON RESEARCH, LTD.36 apps

47%

NOVARTIS PHARMA AG23 apps

61%

ESBATech, an Alcon Biomedical Research Unit LLC20 apps

85%

ESBATech - a Novartis Company LLC8 apps

75%

GlaxoSmithKline LLC8 apps

50%

SECURA BIO, INC.8 apps

Bars show the share of decided applications that were allowed.

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Rejection fingerprint

What gets rejected, by statute

Share of parsed office actions raising each ground; blue is the USPTO.

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What works

Allowance by strategy used

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Interviews

Does an interview help?

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Applications

Every application in the record

Application	Title	Filed	Status	Rejections	RCEs	To 1st action
18467036	COMPOUNDS CONTAINING S-N-VALERYL-N-{[2'-(1H-TETRAZOLE-5-YL)-BIPHENYL-4-YL]-METHYL}-…	2023-09-14	Abandoned	0	0	n/a
17847588	AMORPHOUS SOLID FORM OF COMPOUNDS CONTAINING S-N-VALERYL-N-{[2'-(1H-TETRAZOLE-5-YL)…	2022-06-23	Allowed	2	0	4.9 mo
17834014	SUSTAINED RELEASE FORMULATION COMPRISING OCTREOTIDE AND TWO OR MORE POLYLACTIDE-CO-…	2022-06-07	Abandoned	2	0	14.6 mo
15494834	Method and apparatus for adaptive signal processing	2012-01-10	Allowed	1	0	12.0 mo
15155705	Composition and method for controlled release	2015-02-11	Abandoned	4	1	23.0 mo
15987121	Distributed ledger transaction verification	2018-03-12	Allowed	3	0	20.0 mo
15837187	Thermal management of battery assemblies	2021-04-13	Pending	2	1	17.0 mo
15868053	Machine learning model for anomaly detection	2012-05-14	Allowed	1	0	14.0 mo
15415915	Wireless power transfer coil arrangement	2015-06-15	Abandoned	4	1	25.0 mo
15488000	Catalyst for selective hydrogenation	2018-07-16	Allowed	3	0	22.0 mo

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